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WpIG Wertpapierinstitutsgesetz
Spezialisierungen
Bank- & Kapitalmarktrecht
(1) Mit Freiheitsstrafe bis zu fünf Jahren oder mit Geldstrafe wird bestraft, wer ohne Erlaubnis nach § 15 Absatz 1 erster Halbsatz, Absatz 3, 4 Satz 1 oder Absatz 6 Satz 1 eine Wertpapierdienstleistung, eine Wertpapiernebendienstleistung oder ein Nebengeschäft erbringt, ein Finanzinstrument für eigene Rechnung anschafft oder veräußert, ein Eigengeschäft betreibt oder ein eigenes Finanzinstrument vertreibt.
(2) Handelt der Täter fahrlässig, so ist die Strafe Freiheitsstrafe bis zu drei Jahren oder Geldstrafe.
Quelle: BMJ
Import: